AML Risk Assessments

Risk assessments for AML decisions you can rely on

 

Built to assess risk consistently, automatically and with evidence.

First AML ensures risk assessments are completed, applied and evidenced across every client and matter - with assessments that adapt to different practice areas, offices and risk profiles - turning policy into action and backing decisions with solid proof.

Proportionate by design

Get to defensible risk decisions faster

Configure dynamic risk assessments with branching logic so teams only answer questions that are relevant to the client and matter.

Weighted scoring reflects your firm’s risk appetite without forcing blunt, one-size-fits-all outcomes.

Controls that enforce themselves

Turn risk scores into automatic controls

Set risk thresholds that enforce next steps. When a client reaches a defined risk level, required actions like Source of Funds checks or senior review are applied automatically, based on rules approved by the MLRO.

Consistency you can prove

Assess consistently across every file

Default questionnaires ensure every new client starts with the same baseline approach.

Risk levels are calculated consistently and synced to client profiles, keeping decisions aligned as matters progress and risk changes.

How it works

Step 1.

Build your risk rules

Turn your AML policies and risk framework into structured questions, scoring and rules.

Step 2.

Set risk triggers by level

Define what low, medium and high risk require. Controls trigger automatically when thresholds are met.

Step 3.

Create unique assessments

Create different risk assessments, question sets and scoring models for practice areas, offices or jurisdictions.

Step 4.

Review and renew

Update rules, triggers and requirements as your business, regulations and threats change.

Do it once, do it right.

Let’s talk about your compliance process.